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MiFID II: Understanding and Practical Preparation Paper

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Regulatory Compliance

Our global compliance staff includes former FSA, SEC, FINRA, NFA, and U.S. state inspectors, along with former senior compliance managers from prominent financial services firms.

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Performance

Our team is the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services.

 

Technology

We offer mission-critical financial software products and services to leading investment management firms.

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About ACA Compliance Group

ACA Compliance Group ('ACA') is the leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. With offices worldwide, ACA clients include investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers.

ACA Compliance (Europe) is the London-based division of ACA. Our team combines over 65 years’ experience as UK regulatory consultants and includes former FSA and SEC examiners, together with experienced industry practitioners and individuals previously approved by the FSA as Compliance Officers – a unique offering in Europe. Additionally, our market-leading GIPS® and independent performance verification services also offered out of London office to better serve European clients.

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