- Regulatory Compliance
- Cybersecurity and Risk
- Performance Services
- Technology Solutions
ACA Compliance Group ('ACA') is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to global firms in the financial services industry. With offices in the U.S. and UK, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers.
ACA was founded in 2002 by former SEC examiners and state regulators. ACA delivers its services and technology products with a team of former FCA, FSA, SEC, FINRA, NFA, and state regulators, as well as former senior managers and technologists from prominent financial institutions and consulting firms.
ACA Compliance (Europe) is the London-based division of ACA. Our team combines over 100 years’ experience as UK regulatory consultants and includes former FSA and SEC examiners, together with experienced industry practitioners and individuals previously approved as Compliance Officers – a unique offering in Europe. Additionally, our market-leading GIPS® and independent performance verification services, as well as our award-winning cybersecurity solutions are also offered out of London office to better serve European clients.
ACA’s most recent additions to our suite of offerings include technology-based regulatory reporting, asset management, and order management software, as well as cybersecurity and risk solutions. In late 2014, ACA acquired the award-winning technology company, NorthPoint® Financial, to further enhance our reporting capability for AIFMD Annex IV, Form PF, CFTC CPO-PQR, and the US 13 (D, F, G, H) filings.
More recently, ACA added the cybersecurity and risk assessment/advisory firm, Aponix Financial Technologists, to our group, creating a specialised division to assist clients with cybersecurity and technology risk assessments, vendor due diligence, network testing, security training, policy documentation, and advisory services for tactical and strategic technology initiatives.
Copyright © 2017 ACA Compliance Group Holdings, LLC, Adviser Compliance Associates, LLC, Broker-Dealer Compliance Associates, LLC,
ACA Performance Services, LLC, ACA Technology, LLC, ACA Risk Strategies, LLC, and ACA Technology Surveillance, Inc. All rights reserved.