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Home » Regulatory Compliance

Compliance In-Sourcing

ACA understands that from time to time, many firms need more compliance resources than they have immediately available. ACA Europe frequently assists firms by providing additional resources during busy times through our Compliance In-Sourcing solution.

This solution provides our clients with access to individuals holding a range of experience and seniority who will work directly with your compliance team. Our consultants seamlessly join your team, working on-site at your offices for an agreed number of days. We can provide such support for FCA, SEC, and JFSC regulations as well as regulatory compliance related projects. We match the level of expertise to the task and regardless of seniority, our on-site consultants have the full support of the depth and expertise of the rest of the ACA team.

Past assignments have included arrangements such as one day per month to assist with compliance monitoring, one day per week on AIFMD implementation, two days per week for four weeks on redrafting compliance documentation, and four days per week for six months working on a significant and complex regulatory project.

Our solution avoids the challenges of identifying, recruiting, and on-boarding compliance talent, and since our fees typically go to a consultancy cost-centre, has no direct impact on head-count or salary costs.

Please click here to contact us regarding more information on our Compliance In-Sourcing solution.

Tags: 
FCA
SEC
JFSC
compliance support

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Regulatory Compliance

  • FCA Authorisation
  • SEC Registration and Support
  • CFTC Registration and Support
  • Ongoing Compliance Support
  • Project Support
  • Compliance In-Sourcing
  • Mock Examinations
  • Review of Electronic Communications
  • How ACA can help with AIFMD
  • How ACA can help with MiFID II

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