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ACA Compliance (Europe) is the market-leading service provider for firms seeking to secure their regulatory licence(s) - Part 4A Permission and AIFMD, as required by the UK regulator, the Financial Conduct Authority (FCA).
Our FCA regulatory authorisation team has managed over 600 FSA/FCA licence applications in the last 12 years, with 100% authorisation success. We have achieved our track record through a combination of technical and process knowledge, persistence, and conscientiousness.
Our specialised ‘Permissions’ team includes former members of the FCA's Authorisation and Permissions Department, bringing exceptional insight into the application process. Our team guides clients through the process and assists with overcoming issues that might otherwise present a barrier to obtaining a licence.
The success that our team members have achieved for our clients stems from our FCA authorisation expertise and results-driven focus. Our service includes:
We provide this service for complex hedge fund managers, private equity and real estate fund managers, institutional brokerages, corporate finance teams, investment advisers, venture capital firms, and capital introduction boutiques.
Once the authorisation process is complete, the ACA team is available to assist you with the development of the various manuals, controls, documents, procedures, and monitoring programmes necessary to meet the FCA’s expectations. Many of our clients retain us on an ongoing basis to address the typical range of regulatory and compliance issues that a new firm will need to consider. Click here to learn more about our ongoing compliance support.
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ACA Performance Services, LLC, ACA Technology, LLC, ACA Risk Strategies, LLC, and ACA Technology Surveillance, Inc. All rights reserved.