- Regulatory Compliance
- Cybersecurity and Risk
- Performance Services
- Technology Solutions
ACA Europe regularly assists UK firms with their regulatory obligations under the Financial Services and Markets Act 2000 (as amended) and rules promulgated thereunder by the UK’s Financial Conduct Authority (FCA). Additionally, where applicable, ACA advises clients on implementing controls under Directive 2011/61/EU on Alternative Investment Fund Managers (AIFMD) and other relevant European regulatory legislation.
ACA's differential is technical depth and commercial awareness overlaid by exceptional client service. We deliberately keep our client-to-consultant ratio low, to ensure our clients receive ample attention and support.
Our compliance support is designed to help you meet the FCA’s expectations, address what is important, and manage future regulatory developments. We can provide a programme of support customised to your needs. ACA can be engaged on a retained basis, by the project or on a simple ‘paid-hourly’ basis.
For our more established clients or those with experienced compliance staff in-house, we modify our support accordingly.
For those of our clients with international regulatory obligations, we can overlay our FCA support with SEC, NFA/CFTC, '40 Act, FINRA, SFC (Hong Kong), and broker-dealer support as required.
Sign up today for ACA newsletters, alerts, and event notifications.
Click here to sign up.
Want to learn more about our services?
Click here to contact ACA.
Copyright © 2017 ACA Compliance Group Holdings, LLC, Adviser Compliance Associates, LLC, Broker-Dealer Compliance Associates, LLC,
ACA Performance Services, LLC, ACA Technology, LLC, ACA Risk Strategies, LLC, and ACA Technology Surveillance, Inc. All rights reserved.