We now offer a comprehensive solution for FCA and SEC (ERA) outsourcing to complement our broad range of compliance support offerings.

Our clients can now outsource the entire compliance function to ACA Compliance (Europe), whilst retaining the ultimate CF10/CCO responsibility (to whom we will report) compliant with the consistent application of Article 13 of the Markets in Financial Instruments Directive (MiFID), Article 6 of the MiFID Implementing Directive, specified related provisions and the FCA’s SYSC expectations. Read more...