ACA Compliance (Europe) Publications

 

02 February 2012: FSA authorisation to SEC registration: how to leverage existing compliance resources - part five
Article from Thomson Reuters Kimberly Daly

 

23 November 2011: FSA authorisation to SEC registration: how to leverage existing compliance resources - part four
Article from Thomson Reuters Kimberly Daly

 

18 October 2011: FSA authorisation to SEC registration: how to leverage existing compliance resources - part three
Article from Thomson Reuters Kimberly Daly

 

28 September 2011: FSA authorisation to SEC registration: how to leverage existing compliance resources - part two
Article from Thomson Reuters Kimberly Daly

 

02 September 2011: FSA authorisation to SEC registration: how to leverage existing compliance resources - part one
Article from Thomson Reuters Kimberly Daly

 

26 May 2011: Focus on Remuneration
Article from HFM Week by Adam Palmer

 

04 April 2011: Transaction reporting for investment managers unveiled
Complinet article by Richard Timms

 

04 Feb 2011: The Remuneration Code for alternative investment managers
Complinet article by Adam Palmer & Richard Timms

 

14 Dec 2010: The Stewardship Code: institutional investors
comply or explain
Complinet article by Adam Palmer

 

12 Nov 2010: Plugging the leaks: Leak and media policies for UK regulated alternative asset managers
Complinet article by Adam Palmer

 

23 Sep 2010: The new UK regulatory regime: the impact on alternative investment fund managers
Complinet article by Adam Palmer