ACA Services: Project Support

Additional regulatory projects.

We don’t pretend to be all things to all people. In London, we specialise in the FSA Part IV application process and we provide clients with professional compliance and regulatory support. However, over many years as compliance consultants we have frequently been asked to undertake regulatory projects for our clients. Occasionally our clients need us to undertake the project on their behalf and sometimes we’re asked to maintain the compliance function at their company whilst their in-house resources are diverted to such projects.

Past projects managed by members of our team:

• Full management of the FSA application process (Part IV Permission);
• Acting Compliance Officer/department resources;
• Internal Capital Adequacy Assessment Process (‘ICAAP’);
• Individual Liquidity Adequacy Standards (‘ILAS’);
• ARROW II Supervision Visit (replica FSA visit);
• Assistance with HFSB signatory process and subsequent 'comply or explain' regime;
• SEC registration;
• Regulatory due diligence;
• FSMA Section 166 (FSA Skilled Person’s report);
• AML training; and
• Jersey re-location.

We agree the project, time-line and costs...you get the results.