We don’t pretend to be all things to all people. In London, we specialise in the FCA Part 4A application process and we provide clients with professional FCA and SEC compliance and regulatory support. However, over many years as compliance consultants we have frequently been asked to undertake regulatory projects for our clients. Occasionally our clients need us to undertake the project on their behalf and sometimes we’re asked to maintain the compliance function at their company whilst their in-house resources are diverted to such projects.
Past projects managed by members of our team:
We agree the project, time-line and costs...you get the results.